Job Vacancies

Our client “Citi” is the leading global financial services company located in Long Island City  which is going to upgrade its status by having more qualified and professional employees by opening job vacancies for Senior Compliance Auditor. If you think that you are the one having the qualification needed please apply now for the position. Be sure that you have read all the information. For the detail information 

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Location: Long Island City, NY

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Job Description

Citi, the leading global financial services company, has some 200 million customer accounts and does business in more than 100 countries, providing consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Additional information may be found at www.citigroup.com or www.citi.com. Citi Inc. and its subsidiaries (”Citi”) are equal opportunity employers M/F/D/V and do not discriminate on the basis of any legally protected status or characteristic.

SENIOR COMPLIANCE AUDITOR

The Senior Compliance Auditor works closely with CBNA Compliance to identify regulatory compliance risks/controls in business processes and develop programs to monitor the effectiveness of the controls, including standardized Risk Control and Self-Assessment programs to be executed by the businesses and customized audit programs to be executed by the Audit staff.

JOB RESPONSIBILITIES

Working in partnership with CBNA Compliance, identify regulatory compliance risks and appropriate controls that mitigate the risks in the businesses and functions. Where required, work with control staff and businesses to develop and embed appropriate processes and controls.

With input from Compliance, develop and maintain a standardized RCSA program to test compliance risks in the businesses and functions. Coordinate with Control staff to ensure Compliance RCSA tests are scheduled in appropriate businesses and functions.

Develop, plan and execute audits to assess the effectiveness of compliance controls in the businesses and functions. Work with Financial Center Audit staff to ensure appropriate coverage of compliance risks in FC audit programs.

Conduct special reviews to assess the effectiveness of compliance controls and validate the completion of remediation actions.

Assist in the assessment of residual compliance risk after taking into consideration the existence and effectiveness of the relevant controls.

Job Requirements

KNOWLEDGE AND EXPERIENCE

Significant internal audit experience in financial institutions, with specific expertise in consumer and commercial business and operational processes. Knowledge of current audit sampling and testing techniques and workpaper management.

Knowledge of regulatory compliance requirements, or the ability to learn the regulations with coaching from the Compliance team.

Ability to analyze complex problems, provide solutions and effectively communicate to the business and control staff.

Sound judgment and decision making skills.

Excellent interpersonal and communication skills (written and oral).

Self-motivated, strong project management and execution skills.

Ability to adapt to various assignments

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